Enrollment - Retirement Management Systems

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Thank you for your interest in the RMS Savings Plan Management service. Please follow this series of steps to complete the enrollment. To move back in the process, please use the Back button at the bottom of each page.

Please tell us about yourself

First Name *

Please provide a first name.

Middle Initial

Last Name *

Please provide a last name.

Date of Birth *

Please provide a date of birth.

Address *

Please provide a address.

Address 2

City *

Please provide a city.

State *

Please provide a state.

Zip Code *

Please provide a zip code.

Cell Phone *

Please provide a valid cell phone.

Home Phone

Please provide a valid home phone.

Work Phone

Please provide a valid work phone.

Email *

Please provide a email.

Confirm Email *

Emails do not match.

Tell us about your retirement plan and account

Employer Name *

Please provide a employer name.

Savings Plan Provider (i.e., Fidelity, Vanguard, etc.) *

Please provide a savings plan.

Savings Plan Website (location for online account access)

Additional Account Detail(s)
(Please use this space if there is information about the account
that we should know about. For example, is it one account or multiple accounts?
Are there any trading restrictions or special requests related to the account?)

Approximate Account Balance

Special Instructions – Company Stock

Some retirement plans offer participants the ability to invest in their company’s stock through the retirement plan account. Our investment policy is to hold NO company stock within a client’s retirement plan account. However, we understand the occasional need or desire to do so, whether from employee holding requirements or affinity to the stock. When instructed to hold company stock within the portfolio we will ‘carve out’ the stock and allocate the remaining assets to the specified strategy. Investor understands that any company stock allocation will cause the risk and return characteristics of the portfolio to differ from those of the modeled strategy.

Would you like to request that RMS hold company stock in your account?

Yes

If yes, what percent of the portfolio should the company stock represent?

If yes, would you like future contributions to match the percentage of company stock above?

Yes

Special Instructions - Brokerage Link Management

Some retirement plans offer participants the ability to invest through a brokerage account that is "linked" to the main account. Do you have a Brokerage Link Account that you want RMS to manage?

Yes

Unsure

Please complete the information below

In order for RMS to manage the Brokerage Link account, it must be opened and funded. (Please check all that apply.)

Is the Brokerage Account opened?

Is the Brokerage Account funded?

What percentage of the total account value will be managed through the brokerage link account?

Will future contributions go to the core/main account or into the brokerage link account?

Core Account

Brokerage Account

Note: RMS is NOT responsible for regular rebalancing of money from the core account into the brokerage link account and vice versa. Please ensure future contributions are directed into the appropriate account.

Will RMS be managing both the Brokerage Link account and any money remaining in the core account?

Only manage the Brokerage Link account

Manage BOTH the Brokerage Link account and the Core account

Note: If core account is less than or equal to $50,000 or 15% of the total value, the core account may be invested in an asset allocation fund.

Your Investor Profile

1. When do you expect to begin spending the money within this account? *

This is required.

Immediately

1 - 3 years old

4 - 6 years old

7 - 10 years old

11 - 15 years old

16 - 20 years old

21 or more years

2. How would you describe your level of investment knowledge? *

This is required.

Novice

Somewhat experienced

Experienced

3. How many months could you continue to meet all your living expenses from existing savings and checking accounts if you suddenly lost your income? *

This is required.

Less than one month

2 to 3 months

More than 3 months

4. What is your investment objective? *

This is required.

Preserve the purchasing power of my money

Generate income while also preserving the principal of my money

Moderately increase the value of my account, even though I may experience moderate losses

Significantly increase the value of my account, even though I may experience significant losses

5. Which statement best describes your attitude about your portfolio performance over any one year period? *

This is required.

I'd have a hard time stomaching any loss

I can tolerate a 5% loss

If I lost 10%, I’d be concerned but would not change my strategy

I wouldn't worry about losses in that timeframe

6. Which statement best describes your retirement preparedness? *

This is required.

I know how much I need and I'm on track

I think I’m on track, but don’t know for sure

I'm not on track and am running out of time

7. You are a contestant on a TV game show and you can choose one of the following options: *

This is required.

A $2,500 cash prize

A 50% chance of winning $5,000 with a 50% chance of winning nothing

A 5% chance of winning $50,000 with a 95% chance of winning nothing

8. Which of the following statements best describes how you feel about fluctuations in the value of your portfolio? *

This is required.

I have no tolerance for fluctuations

I feel somewhat uncomfortable with fluctuations

I do not mind seeing fluctuation

9. How do you think your spouse or best friend would describe you? *

This is required.

Completely risk averse

A cautious person

Willing to take chances

10. Which hypothetical portfolio are you most comfortable with, considering these theoretical four year returns? *

This is required.

Your financial advisor will review this Investor Profile with you prior to submitting the final enrollment request to Retirement Management Systems.

Please create a PIN number that we will send to the advisor to access your profile. *

Please provide a valid pin.

Don't forget to write down your PIN. You will need it later.

Your Financial Advisor

Are you currently working with a Financial Advisor?

Yes

Please tell us advisor's firm *

Please select a firm.

If yes, please tell us the advisor's name *

Please provide a advisor name.

Please provide us with your advisor's email address *

Please provide a advisor email.

Confirm advisor's email address

Email address don't match